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You are unique.
So are we.

Third Party Resources Inc. (3PR) wants to be your partner in compliance and risk management success!

You know your institution.
We know the regulations.
Let's work together.

About 3PR

We specialize in risk management, including regulatory compliance, BSA/AML compliance, and internal controls for both community banks and non-bank institutions, including money service businesses and software companies. 

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We also offer services for regulatory reporting (Call Report), including prep, review and training. 

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Our goal is to assist our clients to develop sound and sustainable risk management programs. 3PR custom-fits all engagements to directly meet clients' needs.

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Client Testimonials

We love hearing from our clients! We appreciate the feedback and look forward to continuing our support of your risk management programs! 

Sphere on Spiral Stairs

AML Software Alert Quality Control Diagnostic Review

In recent years, the regulatory agencies have increased their focus on the requirements of the Bank Secrecy Act. The agencies have specifically begun to review the process surrounding the handling of suspicious activity alerts generated by the financial institution’s AML software. Enforcement actions, including civil money penalties, have been assessed to financial institutions that have failed to have the appropriate controls and processes in place for these suspicious activity alerts.
 

3PR can offer a quality control review of suspicious activity alerts generated by the financial institution’s AML software. This quality control review would be a remote review and can include review of policy/procedures/process, timeliness of alert clearing, and
quality of rationale for alert clearing/escalation. 

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Contact us today to schedule your diagnostic review! 

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Contact Us

Contact the 3PR Team to discuss any of your risk management, regulatory reporting or training needs.

Get In Touch

Thanks for reaching out!

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